FISD Membership

Check-In and Networking

Welcome and Introduction

Presenter:

Tom Davin, FIA, Managing Director, FISD

Lessons in Leadership

Eric Sinclair has over 35 years of experience in the financial information industry and has worked at a software vendor, a market data vendor, an exchange and now with the world’s largest inter-dealer broker.  He will offer his perspectives on the current state of our industry and provide some lessons on leadership with examples from both sides of the Atlantic.

Presenter:

Eric Sinclair, CEO, TP ICAP Info Services, TP ICAP

New Member Introduction: Graphcall

Presenter:

Geoffrey Fouvry, CEO, GraphCall

Communication and Digitization- oiling the wheels for data policies.

Data policies are a complex and angst-ridden part of our business. Argument about what data policies should be persists. However, a major cause of friction is simply understanding what policies are – and at the heart of that issue is communication. How are policies communicated and explained? Could ODRL (Open Digital Rights Language) be one answer? ‘Smart Contracts’ might be another solution. Services have sprung up aiming to document summaries of policies – are they the answer? This discussion is not about the rights and wrongs of any data policies – it is about how do we know what those policies are in the first place. Furthermore, our ideal is to transform this process from end to end – a bold objective needing some bold initiatives.

Moderator:

David Anderson, FIA, Program Director, FISD/Atradia

Panelists:

Ken Brady, Global Head of Market Data, Morgan Stanley

Dave Hill, Director, Global Commercial Management Global Solutions, Insights & Analytics Strategies, Toronto Stock Exchange

David Hirschfeld, SVP, GIS Operations, Nasdaq

Paul Klug, Global Head, Order and Rights Management, Refinitiv

What Can Data Managers Learn from the Music Industry?

With the advent of the MiFID II data disaggregation directive do there exist correlations in both delivery and pricing between the proposed regulatory changes and the music industry?  What can FISD members learn from what was a bumpy ride and massive change for the music industry?

Presenter:

James Watson, Global Head of Sales, Tradition Data

BREAK

New Member Introduction: ENYX

Presenter:

Laurent de Barry, MD and Co Founder, ENYX

Markets and Trading: An International Perspective

We typically think of exchanges and security trading as country-centric – e.g. “the U.S. markets’ or “the Canadian markets”.  But rest assured, there is a great deal of international activity with exchanges and trading.  This session provides insight on a number of issues related to the international aspects of our industry.  We’ll see how MiFID II implementation has influenced trading across the globe and see how enhanced regulatory standards have leveraged data for compliance purposes.  Panelists will also discuss specifics of dual listings and how settlement and clearing are handled in cross-border transactions.  We’ll also talk about the FX Global Code, which addresses a truly global asset class which, historically largely unregulated, is now seeing enhanced standards of conduct.

Moderator:

Richard Johnson, VP, Market Structure and Technology, Greenwich Associates

Panelists:

Richard Carleton, Chief Executive Officer, CNSX Markets Inc.

Matthew Fuchs, EVP, OTC Markets

Dr. Hartmut Graf, Executive Director, Head of Data Services, Deutsche Boerse Group

Lisa Shemie, Associate General Counsel – Cboe Global Markets and Chief Legal Officer – Cboe FX Markets and Cboe SEF, Cboe

New Member Introduction: Bronze Drum Consulting

Presenter:

Brian McCallion , Founder and Cloud Architect , Bronze Drum Consulting

A Closer Look at FRTB

Presenter:

Tim Lind, Managing Director, DTCC

FISD Update

Presenter:

Tom Davin, FIA, Managing Director, FISD

Networking Reception